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<ui>1556-276X-7-203</ui>
<ji>1556-276X</ji>
<fm>
<dochead>Nano Express</dochead>
<bibl>
<title><p>Delayed crystallization of ultrathin Gd<sub>2</sub>O<sub>3 </sub>layers on Si(111) observed by <it>in situ </it>X-ray diffraction</p></title>
<aug>
<au id="A1" ca="yes"><snm>Hanke</snm><fnm>Michael</fnm><insr iid="I1"/><email>hanke@pdi-berlin.de</email></au>
<au id="A2"><snm>Kaganer</snm><mi>M</mi><fnm>Vladimir</fnm><insr iid="I1"/><email>kaganer@pdi-berlin.de</email></au>
<au id="A3"><snm>Bierwagen</snm><fnm>Oliver</fnm><insr iid="I1"/><email>bierwagen@pdi-berlin.de</email></au>
<au id="A4"><snm>Niehle</snm><fnm>Michael</fnm><insr iid="I1"/><email>niehle@pdi-berlin.de</email></au>
<au id="A5"><snm>Trampert</snm><fnm>Achim</fnm><insr iid="I1"/><email>trampert@pdi-berlin.de</email></au>
</aug>
<insg>
<ins id="I1"><p>Paul-Drude-Institut f&#252;r Festk&#246;rperelektronik, Hausvogteiplatz 5-7, Berlin, D-10117, Germany</p></ins>
</insg>
<source>Nanoscale Research Letters</source>
<issn>1556-276X</issn>
<pubdate>2012</pubdate>
<volume>7</volume>
<issue>1</issue>
<fpage>203</fpage>
<url>http://www.nanoscalereslett.com/content/7/1/203</url>
<xrefbib><pubidlist><pubid idtype="doi">10.1186/1556-276X-7-203</pubid><pubid idtype="pmpid">22458962</pubid></pubidlist></xrefbib></bibl>
<history><rec><date><day>22</day><month>12</month><year>2011</year></date></rec><acc><date><day>29</day><month>3</month><year>2012</year></date></acc><pub><date><day>29</day><month>3</month><year>2012</year></date></pub></history><cpyrt><year>2012</year><collab>Hanke et al; licensee Springer.</collab><note>This is an Open Access article distributed under the terms of the Creative Commons Attribution License (<url>http://creativecommons.org/licenses/by/2.0</url>), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</note></cpyrt>
<abs>
<sec><st><p>Abstract</p></st>
<p>We studied the early stages of Gd<sub>2</sub>O<sub>3 </sub>epitaxy on Si(111) in real time by synchrotron-based, high-resolution X-ray diffraction and by reflection high-energy electron diffraction. A comparison between model calculations and the measured X-ray scattering, and the change of reflection high-energy electron diffraction patterns both indicate that the growth begins without forming a three-dimensional crystalline film. The cubic bixbyite structure of Gd<sub>2</sub>O<sub>3 </sub>appears only after a few monolayers of deposition.</p>
</sec>
</abs>
</fm>
<bdy>
<sec><st><p>Background</p></st>
<p>Binary rare-earth metal oxides became increasingly important as gate dielectrics in metal oxide semiconductor field-effect transistor technology <abbrgrp><abbr bid="B1">1</abbr><abbr bid="B2">2</abbr></abbrgrp> and as catalysts. The application of these oxides as gate dielectrics is based on their high dielectric constants <abbrgrp><abbr bid="B3">3</abbr></abbrgrp>, large bandgaps <abbrgrp><abbr bid="B4">4</abbr></abbrgrp>, high thermal stability of their interfaces to silicon <abbrgrp><abbr bid="B5">5</abbr></abbrgrp>, and large band offsets with silicon. Gd<sub>2</sub>O<sub>3 </sub>is a promising candidate among the lanthanide oxides due to its close lattice match to silicon (<inline-formula><m:math name="1556-276X-7-203-i1" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:msub>
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</inline-formula> 2<it>a</it><sub>si </sub>= 10.862 &#197;). Epitaxial growth of Gd<sub>2</sub>O<sub>3 </sub>has been demonstrated for a variety of substrates, including GaN <abbrgrp><abbr bid="B1">1</abbr></abbrgrp>, Si <abbrgrp><abbr bid="B6">6</abbr></abbrgrp>, and SiC <abbrgrp><abbr bid="B7">7</abbr></abbrgrp> by atomic layer deposition <abbrgrp><abbr bid="B8">8</abbr></abbrgrp> and molecular beam epitaxy (MBE) <abbrgrp><abbr bid="B9">9</abbr></abbrgrp>.</p>
<p>Here, we present an MBE growth study of Gd<sub>2</sub>O<sub>3 </sub>on Si(111), applying synchrotron-based X-ray diffraction with particular focus on the formation of the very first crystalline layers. These measurements were done during sample growth <it>in situ</it>, in a continuous way without any growth interruption.</p>
</sec>
<sec><st><p>Methods</p></st>
<sec><st><p>Molecular beam epitaxy</p></st>
<p>All samples were grown in a dedicated MBE chamber under ultrahigh vacuum (UHV) conditions. The 2 &#215; 2-cm<sup>2 </sup>Si(111) substrates were prepared by a 10-min dilute (5%) HF treatment, to remove the thermal oxide, followed by a 10-min H<sub>2</sub>O rinse. Next, they were loaded into the MBE system, degased at 300&#176;C in the load lock for 20 min, and annealed in the growth chamber under UHV at 720&#176;C (measured using a thermocouple between heater and substrate) for 60 min to prepare a (7 &#215; 7) reconstructed Si(111) surface. The sample temperature was subsequently ramped to the growth temperature of 700 C. During the growth, Gd<sub>2</sub>O<sub>3 </sub>powder (99.999%) was evaporated from a special effusion cell (TUBO), which allows for cell temperatures in excess of 2,000&#176;C <abbrgrp><abbr bid="B10">10</abbr></abbrgrp>. Temperature and flux from this cell can be adjusted more accurately than with conventional e-beam evaporators. Throughout the experiment, the cell temperature was kept constant at 1,650&#176;C (thermocouple temperature; the actual temperature of the source material is higher), resulting in a growth rate of 0.13 &#197;/min. Molecular oxygen at 10<sup>-7 </sup>mbar was added 30 s prior to the growth sequence and throughout the entire layer deposition (OB, unpublished work).</p>
</sec>
<sec><st><p>X-ray diffraction</p></st>
<p>The X-ray scattering experiments were performed at the dedicated beamline U125/2-KMC at the synchrotron BESSY II (Helmholtz-Zentrum Berlin HZB, Berlin, Germany). This experimental setup <abbrgrp><abbr bid="B11">11</abbr></abbrgrp> combines the MBE system described above with the ability to perform high-resolution X-ray diffraction, which enables unique <it>in situ </it>growth studies. The primary X-ray beam with a size of 500 &#215; 500 &#956;m<sup>2 </sup>enters and exits the growth chamber via X-ray transparent Be windows, whereas the scattered intensity can be probed in an angular range of 0&#176; to 120&#176; in-plane and 0&#176; to 50&#176; out-of-plane. Both the sample and the detector can be precisely moved during the growth to probe scattered intensity in a wide range of reciprocal space. An X-ray energy <it>E </it>of 12 keV, selected by a Si(111) double crystal monochromator (&#916;<it>E </it>/<it>E </it>= 10<sup>-4</sup>), is chosen as a compromise between the accessible area in reciprocal space and primary intensity. Throughout the experiment, the incidence angle was kept constant at <it>&#945;<sub>i </sub></it>= 0.2&#176;.</p>
</sec>
</sec>
<sec><st><p>Results and discussion</p></st>
<p>We index the reflections in surface (hexagonal) coordinates, marked with (<it>HKL</it>)<sub>hex</sub>, instead of using bulk indices, denoted by (<it>HKL</it>)<sub>cub </sub><abbrgrp><abbr bid="B12">12</abbr></abbrgrp>. Referring to the symmetry of the Si(111)<sub>cub </sub>substrates, we define the surface unit cell by vectors <b>a</b>, <b>b</b>, and <b>c </b>with lengths <it>a </it>= <it>b </it>= 3.84 &#197;, <it>c </it>= 9.405 &#197; and <it>&#945; </it>= <it>&#946; </it>= 90&#176;, <it>&#947; </it>= 120&#176;. For example, the Si(022)<sub>cub </sub>bulk reflection refers to (104)<sub>hex </sub>in surface coordinates.</p>
<sec><st><p>Post-growth X-ray diffraction</p></st>
<p>Figure <figr fid="F1">1a</figr> shows a post-growth in-plane intensity distribution of a 13-monolayer (ML, 1 ML = 3.12 &#197;)-thick Gd<sub>2</sub>O<sub>3 </sub>layer on Si(111) measured by <it>in situ </it>X-ray diffraction. All reflections are labeled in the sketch (Figure <figr fid="F1">1b</figr>) which also addresses their different origin. There are basically three types of reflections: intense substrate peaks (red squares), layer reflections (blue circles), and intensity tails from crystal truncation rods (CTRs, green triangles), which are forbidden reflections for bulk Si. This diffraction pattern corresponds to the cubic bixbyite structure (space group 206) of Gd<sub>2</sub>O<sub>3 </sub>with single orientation, in agreement with previous studies, which found an A-B twinning relation for Gd<sub>2</sub>O<sub>3</sub>/Si(111) heteroepitaxy <abbrgrp><abbr bid="B13">13</abbr></abbrgrp>. Thus, the layer is 180&#176; rotated with respect to the underlying substrate, referring to the Si-CaF<sub>2</sub>-type interface with the silicon atoms directly bonded to calcium <abbrgrp><abbr bid="B14">14</abbr></abbrgrp>.</p>
<fig id="F1"><title><p>Figure 1</p></title><caption><p>In-plane intensity distribution in reciprocal space</p></caption><text>
   <p><b>In-plane intensity distribution in reciprocal space</b>. (<b>a</b>) Measured and (<b>b</b>) schematic in-plane intensity distribution showing the Gd<sub>2</sub>O<sub>3 </sub>bixbyite (blue circles) and substrate (red squares) reflections, and the tails of the CTRs (10<it>L</it>)<sub>hex</sub>, (20<it>L</it>)<sub>hex</sub>, and <inline-formula><m:math name="1556-276X-7-203-i2" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:msub>
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</m:math></inline-formula> (green triangles).</p>
</text><graphic file="1556-276X-7-203-1"/></fig>
</sec>
<sec><st><p><it>In-situ </it>X-ray studies during growth</p></st>
<p>To study the epitaxial growth of Gd<sub>2</sub>O<sub>3 </sub>on Si(111) <it>in situ</it>, we probed the evolution of the out-of-plane scattering by measuring three different CTRs, whose positions are indicated by green triangles in Figure <figr fid="F1">1b</figr>. Figure <figr fid="F2">2</figr> shows measured (a, b) and calculated (c, d) intensity distributions along the CTRs (10<it>L</it>)<sub>hex </sub>and (20<it>L</it>)<sub>hex </sub>for layer thicknesses of up to 14 ML. The third measured CTR, <inline-formula><m:math xmlns:m="http://www.w3.org/1998/Math/MathML" name="1556-276X-7-203-i2"><m:msub><m:mrow><m:mfenced close=")" open="(" separators=""><m:mrow><m:mn>1</m:mn><m:mover accent="true"><m:mrow><m:mn>1</m:mn></m:mrow><m:mo class="MathClass-op"> &#772;</m:mo></m:mover><m:mi>L</m:mi></m:mrow></m:mfenced> </m:mrow><m:mrow><m:mstyle class="text"><m:mtext class="textsf" mathvariant="sans-serif">hex</m:mtext></m:mstyle></m:mrow></m:msub></m:math>
</inline-formula>, is not shown. Since the growth was continuous without any interruption, the thickness changes during an individual CTR scan by approximately 0.6 ML. The depicted scan range in <it>L </it>covers two silicon peaks, namely <inline-formula><m:math name="1556-276X-7-203-i3" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mstyle class="text">
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</inline-formula> and Si(022)<sub>cub </sub>at the CTR (10<it>L</it>)<sub>hex</sub>, as well as <inline-formula><m:math name="1556-276X-7-203-i4" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mstyle class="text">
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</inline-formula> at the CTR (20<it>L</it>)<sub>hex</sub>. Due to the A-B twinning relation to the substrate, the layer peaks do not coincide with those of the substrate. Gd<sub>2</sub>O<sub>3 </sub>in its bixbyite structure exhibits a lattice parameter <it>a </it>of 10.812 &#197; (1 ML in [111] direction refers to <inline-formula><m:math name="1556-276X-7-203-i6" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mi>a</m:mi>
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</inline-formula>), which nearly equals the substrate value. The resulting lattice mismatch is as small as 0.4%. Such a type of layer (closely lattice-matched and A-B-twinned with respect to the substrate) will excite reflections shifted from substrate contributions by <it>L </it>= &#177; 1 as shown in Figure <figr fid="F2">2</figr>. The onset of these layer reflections sensitively probes the appearance of a three-dimensional crystalline Gd<sub>2</sub>O<sub>3 </sub>lattice.</p>
<fig id="F2"><title><p>Figure 2</p></title><caption><p>Out-of-plane intensity distribution in reciprocal space</p></caption><text>
   <p><b>Out-of-plane intensity distribution in reciprocal space</b>. Intensities along the CTRs (10<it>L</it>)<sub>hex </sub>and (20<it>L</it>)<sub>hex </sub>measured <it>in situ </it>(<b>a, b</b>) and calculated (<b>c, d</b>) as a function of nominal layer thickness. Each CTR intersects two substrate reflections. The red arrows point to the beginning of crystal layer formation.</p>
</text><graphic file="1556-276X-7-203-2"/></fig>
</sec>
<sec><st><p>Scattering calculations</p></st>
<p>For comparison, the CTR intensities were calculated using the structure model shown in Figure <figr fid="F3">3a</figr>. The semi-infinite silicon substrate and a finite number of the oxide layers, in a twinned orientation of the ABCABC packing with respect to the substrate, were included in the calculation. The intensity calculations were performed in the distorted wave Born approximation <abbrgrp><abbr bid="B15">15</abbr></abbrgrp> since the incidence angle is close to the critical angle. A non-integer deposition was calculated as a sum of scattering amplitudes of two films, with the integer numbers of monolayers smaller and larger than the actual deposition, taken in the appropriate proportion. The time-dependent layer thickness was determined from the current growth time. The growth rate was obtained by dividing the total film thickness, determined from a post-growth CTR measurement, by the total growth time.</p>
<fig id="F3"><title><p>Figure 3</p></title><caption><p>Real-space structure of Gd<sub>2</sub>O<sub>3 </sub>on Si(111)</p></caption><text>
   <p><b>Real-space structure of Gd<sub>2</sub>O<sub>3 </sub>on Si(111)</b>. (<b>a</b>) Structure model shown in two different azimuths <inline-formula><m:math name="1556-276X-7-203-i7" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mfenced separators="" open="[" close="]">
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</m:math></inline-formula>. (<b>b</b>) A transmission electron micrograph of the layer and the interface region.</p>
</text><graphic file="1556-276X-7-203-3"/></fig>
</sec>
<sec><st><p>Layer formation at the interface</p></st>
<p>The measured (Figure <figr fid="F2">2a, b</figr>) and calculated (Figure <figr fid="F2">2c, d</figr>) intensity distributions agree for a layer thickness larger than about 3 ML (indicated by red arrows in the figure). Layer peaks become stronger and are subsequently accompanied by thickness fringes whose separation in <it>L </it>shrinks with increasing thickness. However, in contrast to the calculations, which contain a fingerprint of a three-dimensional crystalline Gd<sub>2</sub>O<sub>3 </sub>lattice already from the first monolayer on, there is no experimental evidence for a crystalline layer below the deposition of 2 to 3 ML. For a more detailed analysis, Figure <figr fid="F4">4</figr> compares a selection of measured and calculated CTRs at different deposition thicknesses. The measured CTRs do not show an indication of the crystalline film for the deposition less than 2 ML, while the intensity changes due to the film are visible on the calculated CTRs from the very beginning of the growth. We cannot exclude an in-plane ordering in separate layers without any registry among one another. At depositions between 2 and about 4 ML, the measured curves become more and more close to the calculated ones, showing that the crystalline order develops in the film. For the film thickness larger than 4 ML, a crystalline film grows, and the thickness determined from the fringes on the CTRs agrees with the nominally deposited film thickness. This agreement proves that the sticking coefficient is constant for the entire growth starting from the layer-substrate interface - consistent with a constant deposition rate.</p>
<fig id="F4"><title><p>Figure 4</p></title><caption><p>Comparison between measured and simulated CTRs</p></caption><text>
   <p><b>Comparison between measured and simulated CTRs</b>. One-dimensional intensity profiles along the CTR (10<it>L</it>)<sub>hex </sub>as measured (black curves) and calculated (red). The given values refer to nominally deposited layer thickness. In the beginning, the experimental profile does not change (gray), followed by a crystallization process (dark gray) which finally ends up with crystalline growth (yellow).</p>
</text><graphic file="1556-276X-7-203-4"/></fig>
<p>Atomic force microscopy of the pure Si(111) substrate (not shown) yields a mean terrace size of 600 nm, which does not change after the deposition of 1 and 2 ML of Gd<sub>2</sub>O<sub>3</sub>. The roughness of 0.46 nm is preserved during growth. Post-growth X-ray reflectivity measurements prove the nominal layer thickness with an RMS roughness of less than 1 ML.</p>
<p>The evolution of the reflection high-energy electron diffraction (RHEED) pattern (not shown) during the first MLs is consistent with the 'delayed crystallization' scenario: During deposition of the first ML, the 2D streaky RHEED pattern from the Si(111) surface disappeared completely and transformed into a diffuse RHEED pattern with almost vanishing specular spot intensity - indicative of the lack of crystal order <abbrgrp><abbr bid="B13">13</abbr></abbrgrp>. The specular spot intensity recovered after the deposition of (3 to 5 ML) together with the onset of pronounced RHEED oscillations.</p>
<p>For the final film, the fringes of CTRs (sensitive to crystalline film thickness only) and the X-ray reflectivity fringes (sensitive to total film thickness irrespective of crystalline order) correspond to the same thickness. Therefore, the crystalline order developed over the whole film thickness, without leaving a noncrystalline initial layer at the interface. This conclusion is in agreement with cross-sectional transmission electron micrographs in Figure <figr fid="F3">3b</figr> which demonstrates a pseudomorphic film and an atomically flat layer-substrate interface.</p>
</sec>
</sec>
<sec><st><p>Conclusions</p></st>
<p>We have performed a synchrotron-based <it>in situ </it>X-ray diffraction study during the epitaxial growth of Gd<sub>2</sub>O<sub>3 </sub>on Si(111). By comparing measured crystal truncation rods to X-ray scattering calculations, we found that the crystallization into three-dimensional cubic bixbyite structure was delayed: it started at a layer thickness of about 2 ML and proceeded up to 4 ML.</p>
</sec>
<sec><st><p>Abbreviations</p></st>
<p>CTR: crystal truncation rod; MBE: molecular beam epitaxy; ML: monolayer; RHEED: reflection high-energy electron diffraction; TEM: transmission electron microscopy; UHV: ultrahigh vacuum.</p>
</sec>
<sec><st><p>Competing interests</p></st>
<p>The authors declare that they have no competing interests.</p>
</sec>
<sec><st><p>Authors' contributions</p></st>
<p>MH performed the X-ray scattering experiment. VMK carried out the scattering simulations. The samples were grown by OB. MN and AT performed the TEM analysis. All authors read and approved the final manuscript.</p>
</sec>
</bdy>
<bm>
<ack>
<sec><st><p>Acknowledgements</p></st>
<p>We would like to thank C. Stemmler and S. Behnke (Paul-Drude-Institute, Berlin) for the technical support during the experiment and BESSY II (Helmholtz-Zentrum, Berlin) for granting the beamtime under project 100876. This work was supported by the Leibniz-Gemeinschaft under the project no. SAW-2011-PDI-230.</p>
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</ack>
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