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<art><ui>1556-276X-6-64</ui><ji>1556-276X</ji><fm>
<dochead>Nano Express</dochead>
<bibl>
<title>
<p>Morphology and Microstructure of As-Synthesized Anodic TiO<sub>2</sub> Nanotube Arrays</p>
</title>
<aug>
<au id="A1"><snm>Cao</snm><fnm>Chunbin</fnm><insr iid="I1"/><insr iid="I2"/></au>
<au id="A2"><snm>Zhang</snm><fnm>Guoshun</fnm><insr iid="I1"/></au>
<au id="A3"><snm>Song</snm><fnm>Xueping</fnm><insr iid="I2"/></au>
<au ca="yes" id="A4"><snm>Sun</snm><fnm>Zhaoqi</fnm><insr iid="I2"/><email>szq100976@npc.gov.cn</email></au>
</aug>
<insg>
<ins id="I1"><p>School of Sciences, Anhui Agricultural University, Hefei, 230036, China</p></ins>
<ins id="I2"><p>School of Physics and Material Science, Anhui University, No. 3, Feixi Road, Hefei City, Anhui Province, 230039, China</p></ins>
</insg>
<source>Nanoscale Res Lett</source>
<issn>1556-276X</issn>
<pubdate>2011</pubdate>
<volume>6</volume>
<issue>1</issue>
<fpage>64</fpage>
<url>http://www.nanoscalereslett.com/content/6/1/64</url>
<xrefbib><pubid idtype="doi">10.1007/s11671-010-9812-x</pubid></xrefbib>
</bibl>
<history><rec><date><day>9</day><month>7</month><year>2010</year></date></rec><acc><date><day>16</day><month>9</month><year>2010</year></date></acc><pub><date><day>7</day><month>10</month><year>2010</year></date></pub></history>
<cpyrt><year>2010</year><collab>Cao et al.</collab><note>This is an Open Access article distributed under the terms of the Creative Commons Attribution License (<url>http://creativecommons.org/licenses/by/2.0</url>), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</note></cpyrt>
<kwdg>
<kwd>Anodization</kwd>
<kwd>TiO<sub>2</sub> nanotube arrays</kwd>
<kwd>Microstructure</kwd>
<kwd>Growth mechanism</kwd>
</kwdg>
<abs>
<sec>
<st>
<p>Abstract</p>
</st>
<p>The as-grown structure of electrochemically synthesized titania nanotube arrays is investigated by scanning electron microscope (SEM) in combination with transmission electron microscope (TEM) as well as X-ray diffraction (XRD). The analysis reveals a preferred growth direction of the nanotubes relative to the substrate surface and the well control on the nanotube arrays morphology. The crystal structure of the anatase phase is detected and exists in the tube walls without any thermal treatment, which makes it possible to realize the application of as-formed TiO<sub>2</sub> nanotubes avoiding the degradation of the nanotube structures when sintering. In addition, a new growth, layered model of the anodic TiO<sub>2</sub> nanotubes is presented to obtain further understanding of the growth mechanism.</p>
</sec>
</abs>
</fm><bdy>
<sec>
<st>
<p>Introduction</p>
</st>
<p>Highly ordered and high surface area TiO<sub>2</sub> nanotube arrays have attracted much attention for their potential use in several practical applications, such as photocatalytic applications <abbrgrp>
<abbr bid="B1">1</abbr>
<abbr bid="B2">2</abbr>
</abbrgrp>, sensing <abbrgrp>
<abbr bid="B3">3</abbr>
<abbr bid="B4">4</abbr>
</abbrgrp>, photoelectrolysis <abbrgrp>
<abbr bid="B5">5</abbr>
<abbr bid="B6">6</abbr>
</abbrgrp>, polymer-based bulk heterojunction photovoltaics <abbrgrp>
<abbr bid="B7">7</abbr>
<abbr bid="B8">8</abbr>
</abbrgrp>, dye-sensitized solar cells <abbrgrp>
<abbr bid="B9">9</abbr>
<abbr bid="B10">10</abbr>
</abbrgrp>, biofluids filtration, drug delivery and other biomedical applications <abbrgrp>
<abbr bid="B11">11</abbr>
<abbr bid="B12">12</abbr>
</abbrgrp>. It is known that the as-fabricated nanotube arrays commonly have an amorphous crystallographic structure. After annealing at elevated temperatures in atmosphere, the nanotube walls transform into anatase phase, and a layer underneath the nanotubes converts into rutile <abbrgrp>
<abbr bid="B13">13</abbr>
<abbr bid="B14">14</abbr>
<abbr bid="B15">15</abbr>
<abbr bid="B16">16</abbr>
<abbr bid="B17">17</abbr>
</abbrgrp>.</p>
<p>TiO<sub>2</sub> properties depend on the crystallinity and hence the utility of their applications also varies. For example, anatase phase is preferred in charge-separating devices such as dye-sensitized solar cells and in photocatalysis, while rutile is used predominantly as dielectric layers and in gas sensors. However, due to nucleation growth type of phase transformations, porosity and/or surface area reduction occur with the sintering <abbrgrp>
<abbr bid="B18">18</abbr>
</abbrgrp>. Yang and co-workers made the observations that the nanotube length decreased when calcination temperature is higher than 550&#176;C and completely collapsed at 800&#176;C <abbrgrp>
<abbr bid="B19">19</abbr>
</abbrgrp>. So, it is significant to fabricate TiO<sub>2</sub> nanotube arrays with applicable crystallinity and isomorph type structures at low temperature. In this work, we report on the crystallinity in the nanotube layer after anodization without any thermal treatment. By analysis on current curve in conjunction with the SEM and TEM images, a layered growth model is put forth to obtain further understanding of anodic TiO<sub>2</sub> nanotube arrays formation.</p>
</sec>
<sec>
<st>
<p>Experimental</p>
</st>
<p>The Ti foils (0.1 mm, 99.6% purity) were degreased prior to anodization by sonicating in acetone, rinsed with deionized water (DI). The electrochemical set-up consisted of a high-voltage potentiostat Jaissle IMP 88 and a classical two-electrode cell, leaving the electrodes distance 1 cm and Ti surface 1 cm<sup>2</sup> open to the electrolyte. The samples 1, 2 and 3 were anodized in solutions containing 0.175 M NH<sub>4</sub>F consisting of mixtures of DI water and glycerol (volume ratio 3:97%) at 30 V for 3, 6 and 12 h, respectively. The sample 4 was prepared in mixed electrolyte containing DI water and glycerol (volume ratio 50:50%) and 0.175 M NH<sub>4</sub>F at 20 V for 2 h. The sample 5 was anodized in glycerol: 0.175 M NH<sub>4</sub>F at 30 V for 3 h. A scanning electron microscope Hitachi FE-SEM S4800 and a transmission electron microscope (TEM) JEM-2100 were employed for the morphological characterization of the TiO<sub>2</sub> nanotubular layers. The crystalline structures of the TNT arrays were checked by means of X-ray diffraction (XRD, MAC M18XHF).</p>
</sec>
<sec>
<st>
<p>Results and Discussion</p>
</st>
<sec>
<st>
<p>Morphology</p>
</st>
<p>The anodic conditions and morphology parameters of the nanotubes, prepared in the electrolytes containing 0.175 M NH<sub>4</sub>F and different volume ratios of water and glycerol, are listed in Table <tblr tid="T1">1</tblr>. SEM top view of sample 1, in Figure <figr fid="F1">1a</figr>, shows the porous film-like surface. The pits, with the obvious distance, indicate that the initial oxide layer has not been completely dissolved, but underneath which the TiO<sub>2</sub> nanotubes have already been formed. Similar phenomenon can also be seen in sample 5, in Figure <figr fid="F1">1e</figr>, and in the inset, neither gaps among the tubes nor are ridges on the side wall found. Sample 4, fabricated in the electrolyte containing more water, in Figure <figr fid="F1">1d</figr>, exhibits the thinner tube wall but the smoother layer surface (contrasted with those of samples 2 and 3).</p>
<tbl hint_layout="double" id="T1"><title><p>Table 1</p></title><caption><p>The anodic conditions and morphology parameters of the nanotubes prepared in the electrolytes containing 0.175 M NH<sub>4</sub>F and different volume ratios of water and glycerol</p></caption><tblbdy cols="6">
      <r>
         <c ca="left">
            <p>
               <b>Samples</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Electrolytes</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Voltage (V)</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Anodic time (h)</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Tube length (nm)</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Tube mouth diameter (nm)</b>
            </p>
         </c>
      </r>
      <r>
         <c cspan="6">
            <hr/>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>1</p>
         </c>
         <c ca="left">
            <p>Water/glycerol (Vol. 3:97%)</p>
         </c>
         <c ca="left">
            <p>30</p>
         </c>
         <c ca="left">
            <p>3</p>
         </c>
         <c ca="left">
            <p>1,190 &#177; 10</p>
         </c>
         <c ca="left">
            <p>&#8211;</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>2</p>
         </c>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>6</p>
         </c>
         <c ca="left">
            <p>1,240 &#177; 20</p>
         </c>
         <c ca="left">
            <p>60 &#177; 5</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>3</p>
         </c>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>12</p>
         </c>
         <c ca="left">
            <p>1,720 &#177; 20</p>
         </c>
         <c ca="left">
            <p>70 &#177; 5</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>4</p>
         </c>
         <c ca="left">
            <p>Water/glycerol (Vol. 50:50%)</p>
         </c>
         <c ca="left">
            <p>20</p>
         </c>
         <c ca="left">
            <p>2</p>
         </c>
         <c ca="left">
            <p>570 &#177; 10</p>
         </c>
         <c ca="left">
            <p>80 &#177; 5</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>5</p>
         </c>
         <c ca="left">
            <p>Water/glycerol (Vol. 0:100%)</p>
         </c>
         <c ca="left">
            <p>30</p>
         </c>
         <c ca="left">
            <p>3</p>
         </c>
         <c ca="left">
            <p>830 &#177; 10</p>
         </c>
         <c ca="left">
            <p>&#8211;</p>
         </c>
      </r>
   </tblbdy></tbl>
<fig id="F1"><title><p>Figure 1</p></title><caption><p><it>(a&#8211;e)</it> SEM <it>top views</it> (and <it>cross-sections</it> in insets) of samples 1, 2, 3, 4 and 5, respectively; <it>(f)</it> SEM <it>bottom view</it> (and <it>bottom side view</it> in inset) of sample 1</p></caption><text>
   <p><b><it>a&#8211;e</it> SEM <it>top views</it> (and <it>cross-sections</it> in insets) of samples 1, 2, 3, 4 and 5, respectively; <it>f</it> SEM <it>bottom view</it> (and <it>bottom side view</it> in inset) of sample 1</b>.</p>
</text><graphic file="1556-276X-6-64-1" hint_layout="double"/></fig>
<p>Figure <figr fid="F1">1f</figr> shows the SEM bottom and bottom side (inset) views of sample 1. The tube bottom exhibits the hexagon-like cell morphology. Que Anh S. Nguyen and co-workers reported that the separation of the nanotubes from the substrate most likely occurs along the barrier layer/nanotube interface rather than along the titanium substrate/nanotube interface <abbrgrp>
<abbr bid="B20">20</abbr>
</abbrgrp>. In this work, by mechanically bending the samples, the separated nanotube arrays were obtained, and the clear bottoms are shown in Figure <figr fid="F1">1f</figr> (inset). But from the bared Ti substrate, no oxide layer has been found.</p>
</sec>
<sec>
<st>
<p>Microstructure</p>
</st>
<p>As-formed TiO<sub>2</sub> nanotube arrays by anodization are commonly amorphous. As expected, in Figure <figr fid="F2">2</figr>, XRD patterns of samples 1 and 5 exhibit amorphous nanotube array structures. Hence, the XRD patterns of sample 4 are of considerable interest since the anatase (101) peak indicating the crystallization of the tubes. The samples 2 and 3 also exhibit slight anatase (101) peaks in the XRD patterns. At room temperature, crystallization of the tubes is influenced by some factors, such as the migration of Ti<sup>4+</sup> outward from the substrate and O<sup>2-</sup>/OH<sup>-</sup> inward to form crystalline oxide in a ratio that favors crystal growth <abbrgrp>
<abbr bid="B21">21</abbr>
</abbrgrp>, and the constraints imposed by the nanotube walls <abbrgrp>
<abbr bid="B13">13</abbr>
<abbr bid="B22">22</abbr>
</abbrgrp>. Sample 4 tends to form partial crystal structure since it, on one hand, prepared in the more water containing electrolyte which produced the faster ions mobility, can offer adequate ions that favor crystal growth, on the other hand, has the thinner tube walls, which impose the less constraints (in Figure <figr fid="F3">3</figr>). As to the samples 2 and 3, the slight crystallization maybe due to the internal stress relaxation of the tube wall that became thinner by dissolution after long time anodization. All XRD patterns, detected with the X-ray glancing angle at 4&#176; show the intensive titanium diffraction peaks.</p>
<fig id="F2"><title><p>Figure 2</p></title><caption><p>XRD patterns of all samples (X-ray glancing angle 4&#176;)</p></caption><text>
   <p><b>XRD patterns of all samples (X-ray glancing angle 4&#176;)</b>.</p>
</text><graphic file="1556-276X-6-64-2" hint_layout="single"/></fig>
<fig id="F3"><title><p>Figure 3</p></title><caption><p>SEM images showing tube wall thicknesses of sample 3 (<it>left side</it>) and sample 4 (<it>right side</it>)</p></caption><text>
   <p><b>SEM images showing tube wall thicknesses of sample 3 (<it>left side</it>) and sample 4 (<it>right side</it>)</b>.</p>
</text><graphic file="1556-276X-6-64-3" hint_layout="single"/></fig>
<p>Que Anh S. Nguyen and co-workers reported that the barrier layer oxide is actually semi-crystalline in nature, while the tubes are amorphous in as-synthesized TiO<sub>2</sub> nanotube arrays <abbrgrp>
<abbr bid="B20">20</abbr>
</abbrgrp>. In order to get further information about the tube microstructure, XRD trace, with glancing angle of 2&#176;, was detected for sample 4. As shown in Figure <figr fid="F4">4</figr>, due to the low sampling depth, XRD pattern that represents the surface structure information only shows the strong anatase (101) peak and another diffraction peak at two-theta of 23&#176;. This conforms that the crystal indeed exists in the tube walls, and the diffraction peak at two-theta of 23&#176; maybe due to the metastable anatase phase in the tubes.</p>
<fig id="F4"><title><p>Figure 4</p></title><caption><p>XRD patterns of sample 4 (X-ray glancing angle 2&#176;)</p></caption><text>
   <p><b>XRD patterns of sample 4 (X-ray glancing angle 2&#176;)</b>.</p>
</text><graphic file="1556-276X-6-64-4" hint_layout="single"/></fig>
</sec>
<sec>
<st>
<p>Insights into Nanotube Growth Mechanism</p>
</st>
<p>It has been suggested that nanotubes' growth results from the simultaneous oxidation and dissolution of the anodized oxide via F<sup>-</sup> in an acidic electrolyte, described by the following reactions: <abbrgrp>
<abbr bid="B23">23</abbr>
</abbrgrp>
</p>
<p>
<display-formula id="M1">
<m:math name="1556-276X-6-64-i1" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mrow>
   <m:mtext>Ti</m:mtext>
   <m:mo>+</m:mo>
   <m:mn>2</m:mn>
   <m:msub>
      <m:mtext>H</m:mtext>
      <m:mn>2</m:mn>
   </m:msub>
   <m:mtext>O</m:mtext>
   <m:mo>&#8594;</m:mo>
   <m:msub>
      <m:mrow>
         <m:mtext>TiO</m:mtext>
      </m:mrow>
      <m:mn>2</m:mn>
   </m:msub>
   <m:mo>+</m:mo>
   <m:mn>4</m:mn>
   <m:msup>
      <m:mtext>e</m:mtext>
      <m:mo>&#8722;</m:mo>
   </m:msup>
   <m:mo>+</m:mo>
   <m:mn>4</m:mn>
   <m:msup>
      <m:mtext>H</m:mtext>
      <m:mo>+</m:mo>
   </m:msup>
</m:mrow>
</m:math>
</display-formula>
</p>
<p>
<display-formula id="M2">
<m:math name="1556-276X-6-64-i2" xmlns:m="http://www.w3.org/1998/Math/MathML"><m:mrow>
   <m:msub>
      <m:mrow>
         <m:mtext>TiO</m:mtext>
      </m:mrow>
      <m:mn>2</m:mn>
   </m:msub>
   <m:mo>+</m:mo>
   <m:mn>6</m:mn>
   <m:msup>
      <m:mtext>F</m:mtext>
      <m:mo>&#8722;</m:mo>
   </m:msup>
   <m:mo>+</m:mo>
   <m:mn>4</m:mn>
   <m:msup>
      <m:mtext>H</m:mtext>
      <m:mo>+</m:mo>
   </m:msup>
   <m:mo>&#8594;</m:mo>
   <m:msup>
      <m:mrow>
         <m:mo stretchy="false">[</m:mo>
         <m:msub>
            <m:mrow>
               <m:mtext>TiF</m:mtext>
            </m:mrow>
            <m:mn>6</m:mn>
         </m:msub>
         <m:mo stretchy="false">]</m:mo>
      </m:mrow>
      <m:mrow>
         <m:mn>2</m:mn>
         <m:mo>&#8722;</m:mo>
      </m:mrow>
   </m:msup>
   <m:mo>+</m:mo>
   <m:mn>2</m:mn>
   <m:msub>
      <m:mtext>H</m:mtext>
      <m:mn>2</m:mn>
   </m:msub>
   <m:mtext>O</m:mtext>
</m:mrow>
</m:math>
</display-formula>
</p>
<p>Results from the present work indicate that the nanotube growth process could be a periodical model. Figure <figr fid="F5">5a</figr> shows the current&#8211;time curve recorded during anodization for sample 4. The current curve exhibits oscillations with asymmetric amplitude after the initial sharp slope while no steady stage as described by previous work <abbrgrp>
<abbr bid="B23">23</abbr>
<abbr bid="B24">24</abbr>
</abbrgrp>. Current oscillations, caused by periodical oxidation and dissolution <abbrgrp>
<abbr bid="B25">25</abbr>
</abbrgrp>, imply that the nanotube layers grow in a periodical model. But what is the periodical unit? In Figure <figr fid="F5">5b</figr>, TEM image of sample 4 shows the clear tubular structure with the ridges. From the dashed line 1, one can observe that the ridges connect and exist in a flat place perpendicular to the tube. Between dashed lines 2 and 3, it can also be found that the tube bottoms are connected to form a layer. It is reasonable to believe that the bottom layer has a close relationship with the layered ridges. The bottom thickness, in the inset of Figure <figr fid="F5">5b</figr>, is about 60 nm and almost the same size as the distance between two ridges along a tube (Figure <figr fid="F1">1d</figr>). Herein, we present a layered growth model of TiO<sub>2</sub> nanotube arrays, in which the key processes can be described as follows.</p>
<fig id="F5"><title><p>Figure 5</p></title><caption><p><it>(a)</it> Current&#8211;time curve of sample 4; <it>(b)</it> TEM image of sample 4 (inset showing the <it>bottom of a tube</it>), and <it>c</it> typical schematic diagram of the tube structure</p></caption><text>
   <p><b><it>a</it> Current&#8211;time curve of sample 4; <it>b</it> TEM image of sample 4 (inset showing the <it>bottom of a tube</it>), and <it>c</it> typical schematic diagram of the tube structure</b>.</p>
</text><graphic file="1556-276X-6-64-5" hint_layout="double"/></fig>
<p indent="1">(1) The first oxide layer is formed in the initial stage of anodization, and the reaction is described by Eq. 1. This rough layer endures high potential and thus some randomly distributed breakdown take place. The fast chemical dissolution of TiO<sub>2</sub> at these locations results in the pits formation, as described by Eq. 2.</p>
<p indent="1">(2) With the increase in the pits size, the electrolyte has the chance to infiltrate into the interface of oxide layer/metal and the second oxide layer is formed and then broken down again by the electric field. Thereafter, the oxide is formed and broken down layer by layer and the current curve exhibits oscillations correspondingly. The pores are formed due to the longitudinal prolongation and the lateral expansion of the pits with the increase in oxide layer number.</p>
<p indent="1">(3) With the pore size increasing, the internal surface area increases and the surface tension that causes the shrinking of the pore increases, too. If the adjacent pores become close adequately, the oxide among them would be pulled apart by the surface tension, eventually leading to the pore separation and the tube formation.</p>
<p indent="1">(4) Because the pore size increasing in the latter layer lags that in the former layer, the pore separation in subsequent layer occurs later. Therefore, some oxide between adjacent layers would be remained and thus the ridges are formed. In Figure <figr fid="F5">5c</figr>, the schematic diagram of the tube structure illustrates the periodical unit between two ridge flats and the barrier layer formed by connected bottoms. In this case, the tube structure is the result of the barrier layer moving forward Ti substrate periodically.</p>
</sec>
</sec>
<sec>
<st>
<p>Conclusions</p>
</st>
<p>Highly ordered TiO<sub>2</sub> nanotube arrays were anodized in electrolytes, and the morphology can be well controlled by varying anodic conditions. By mechanically bending the samples, the nanotube arrays were separated from the Ti substrate, but no obvious oxide layer has been found on the bared substrate. The as-synthesized sample, prepared in more water (Vol. 50%) containing electrolyte, exhibits anatase phase crystalline structure and is further confirmed to exist in the tube wall by low glancing angle XRD trace. It can also be found slight anatase (101) peaks in XRD traces of the samples prepared in less water (Vol. 3%) containing electrolyte but with longer anodic time. The crystal growth maybe due to the faster ions mobility, which can offer adequate ions that favor crystal growth in more water containing electrolyte or the thinner tube walls that impose the less constraints for the wall reconstruction. By analysis on current curve in conjunction with the SEM and TEM images, a layered growth model is put forth to obtain further understanding of anodic TiO<sub>2</sub> nanotube arrays formation.</p>
</sec>
</bdy><bm>
<ack>
<sec>
<st>
<p>Acknowledgements</p>
</st>
<p>Project supported by the National Natural Science Foundation of China (50872001), the Higher Educational Natural Science Foundation of Anhui Province, China (KJ2008B015, KJ2010A123), and the Open Foundation of Anhui Key Laboratory of Information Materials and Devices, China.</p>
</sec>
</ack>
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