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The coupling between localized surface plasmons and excitons via Purcell effect

Feng Wang, Dongsheng Li*, Deren Yang and Duanlin Que

Author Affiliations

State Key Laboratory of Silicon Materials and Department of Materials Science and Engineering, Zhejiang University, Hangzhou, 310027, People’s Republic of China

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Nanoscale Research Letters 2012, 7:669  doi:10.1186/1556-276X-7-669

The electronic version of this article is the complete one and can be found online at: http://www.nanoscalereslett.com/content/7/1/669

Received:17 October 2012
Accepted:22 November 2012
Published:7 December 2012

© 2012 Wang et al.; licensee Springer.

This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.


The coupling between localized surface plasmons (LSPs) within silver nanostructures and excitons in a silicon-rich silicon nitride (SiNx) matrix has been demonstrated via the Purcell effect. A simple model is employed for the estimation of the Purcell factor as well as the average position of excitons within a luminescence matrix. The estimated average position of the excitons is located at approximately 40 nm beneath the top surface of the SiNx films. The approaches for further improving the optoelectrical properties of the luminescence matrix are anticipated based on the model we adopted. The optimization of the thickness of the luminescence matrix as well as the size and shape of metal nanostructures may be the alternative approaches. Besides, the application of multilayers with the luminescence matrix inserted between barrier layers (we defined it as confined structures here) may be also an available choice. Our work may provide a deep comprehension on the coupling between LSPs and excitons, which is not limited to a certain luminescence material but with unconfined structures.

Localized surface plasmons; Silicon-rich silicon nitride; Silver nanostructures; Average position of excitons; Luminescence


As an effective approach to overcome the diffraction limit of classical optics due to the mismatch of energy and momentum between electrons and photons, localized surface plasmons (LSPs) referring to the collective electronic oscillations within the metallic nanostructures excited by the external radiation have captured much research interest [1-8]. The confinement of electromagnetic field at the subwavelength volume as well as the Purcell enhancement of this field on the order of the quality factor (Q) of the LSP resonance is achieved by the adoption of these polariton modes [9,10]. This Purcell enhancement effect is similar to the Purcell effect in a microcavity with a quality factor Q, where the coupling between an exciton and a microcavity mode is allowed by the field confinement within an ultrasmall volume V[10,11]. This effect can enhance the density of photon states, which is proportional to the spontaneous emission decay rate, leading to the Purcell factor (Fp) enhancement of luminescence [10,12]. Obviously, this Fp can characterize the coupling efficiency indirectly, which is influenced especially by the sizes and species of metallic nanostructures, the energy of emitted photons (hνD = hc/λD), and the distance (d) between LSPs and excitons in a luminescence matrix [13]. The effects of these parameters on Fp as well as the estimation of the average position of excitons within the luminescence matrix are particularly important for the further optimization of the luminescence properties of the active matrix.

In this letter, an amorphous silicon-rich silicon nitride (SiNx) film, a promising candidate material of silicon-based light sources due to its superior photo-physical properties [12,14-18], is employed as the luminescence matrix investigated here. Silver (Ag) nanostructures are used for the demonstration of the coupling between LSPs and excitons in SiNx due to their lowest absorption losses and a superior enhancement of the local electromagnetic field among all the metals with plasmon resonances at visible frequency, which is near the luminescence wavelength of SiNx films. Both the relationships between Fp and λD and the estimation of the average position (d) of the excitons within SiNx are provided based on a simple model.


SiNx films with a thickness of approximately 50 nm were deposited using a plasma-enhanced chemical vapor deposition technique onto the substrates of p-type Si (100) or quartz for various measurements. The preparation of SiNx films has been described in detail in our previous paper [12]. After the deposition of SiNx, a Ag layer was deposited by magnetron sputtering, with the thickness regulated by the sputtering time (20, 40, 60, and 80 s). To form the Ag nanostructures with various dimensions and surface morphologies, a rapid thermal annealing (RTA) in argon at 500°C for 60 s was employed subsequently. We label the samples by the sputtering time of the Ag layer, e.g., Ag40 refers to the sample with the sputtering time of the Ag layer of 40 s. A SiNx film without Ag was also fabricated as the reference sample (Ag0).

The ellipsometric parameters ψ and Δ can be obtained from the ellipsometric measurement (M-2000D, J. A. Woollam Co. Inc., Lincoln, NE, USA), from which the complex index of refraction (n) can be calculated using the equation of <a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M1','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M1">View MathML</a>, where θ0 and n0 stand for the angle of incidence and the complex refractive index of the ambient, respectively [19]. Meanwhile, the film thickness (t) can be obtained from the equation of <a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M2','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M2">View MathML</a>, where <a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M3','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M3">View MathML</a> and θ1 represents the angle of refraction [19]. All these calculations, including the determination of the extinction coefficient (k) as a function of wavelength, have been integrated into the ellipsometric measurement system. Consequently, we can acquire the data of t, n, and k directly from ellipsometry by scanning over the angle (θ0) range from 65° to 75° in steps of 5° with the spectral (λ) range from 400 to 800 nm. The extinction spectra of the samples with and without Ag nanostructures were obtained using a Hitachi U-4100 spectrophotometer (Hitachi, Ltd., Chiyoda, Tokyo, Japan). The photoluminescence (PL) spectra of all the samples were excited by a 325-nm He-Cd laser using an Acton SpectraPro-2500i monochrometer (Acton Research Corporation, Acton, MA, USA).

Results and discussion

Figure 1 shows the scanning electron microscopy (SEM; Hitachi S-4800, Hitachi, Ltd.) images of Ag nanostructures with sputtering times of 40 and 80 s after the treatment of RTA. Dense Ag island films were obtained before the RTA process, where the sizes of Ag nanostructures were a little smaller than those with the RTA procedure. From the incomplete statistics, we obtained the radii (r0) of Ag40 and Ag80 as approximately 45 nm and approximately 110 nm, respectively. The larger size of the sample Ag80 might originate from the larger original size of the as-deposited Ag island film for Ag80. After the Ostwald ripening process [20], larger Ag particles could be obtained for the sample with a sputtering time of 80s than that with a sputtering of 40s. As have been investigated, the addition of Ag nanostructures can improve the luminescence efficiency of the active matrix [12]. It might result from the significant enhancement of the local electromagnetic field induced by the collective oscillation of excited free electrons surrounding the Ag nanostructures [11-13]. This enhanced local electromagnetic field will provide an additional path of recombination due to the high mode density in the LSP, from which the spontaneous emission rate can be increased significantly via the Purcell effect [11,12]. A possible mechanism of the LSP-exciton coupling is shown in Figure 2.

thumbnailFigure 1. SEM images of Ag nanostructures with different sputtering times. (a) 40 and (b) 80 s. Discrete Ag nanostructures can be obtained after the RTA process.

thumbnailFigure 2. Schematic diagram of the electron–hole recombination and coupling mechanism between LSPs and excitons in SiNx. The interaction between LSPs and excitons can be treated as a two-step process: (1) the excitons transfer their energies to the LSP modes; (2) the energy from the LSP mode out-couples to radiated photons.

Coupling between localized surface plasmons and excitons via Purcell effect

For the sample without the coverage of Ag nanostructures, the excitons generated in SiNx films by optical or electrical pumping are terminated by radiative or nonradiative recombination with the internal quantum efficiency (ηint) determined by the ratio of the radiative recombination rates (κrad) to the nonradiative recombination rates (κnrad) as ηint = κrad / (κrad + κnrad) = τrad−1/(τrad−1 + τnrad−1). After the addition of Ag nanostructures, the interaction between LSPs and excitons can be treated as a two-step process (shown in Figure 2). When the energy (ћωex) of excitons is close to the electron vibration energy (ћωSP) of LSPs, the excitons transfer their energies to the LSP modes with the radiative recombination rates (κrad) enhanced by the Purcell factor Fp[4,11]. This process will compete with the nonradiative decay and enhance the PL decay rate (κPL) significantly due to the large electromagnetic fields introduced by the high mode density in LSPs [21]. For the second step, the energy from the LSP mode will be out-coupled to radiated photons with the rate γrad, as shown in Figure 2. This coupling will compete with the nonradiative loss (γnrad) due to the absorption of Ag nanostructures, where the coupling efficiency can be defined as ηc = γrad / (γrad + γnrad) [22]. This efficiency (ηc) can be optimized via the modulation of the parameters of metal nanostructures, such as the size, shape, density, and the distance between metal nanostructures [22].

As has been mentioned above, the Purcell factor Fp can be used to characterize the efficiency of coupling into the SP mode [11,12,22] estimated as the ratio of the effective density of the SP modes ρSP to that of the radiation components ρrad[23]. For the dipole placed at the distance d from the particle bottom surface and oriented in the z direction normal to the surface, the value of ρSP is given by [22,23]

<a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M4','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M4">View MathML</a>


where the normalized line shape of the dipole oscillation L(ω) is

<a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M5','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M5">View MathML</a>


with εM and εD being the dielectric constant of the metal and surrounding media, respectively, which can be acquired from the ellipsometric data. A simple model is used for the estimation of the effective volume Veff of SP modes, where the shape of the Ag nanostructures is a sphere in approximate with the radii (r0) equal to 45 and 110 nm for Ag40 and Ag80, respectively. The values of Veff can be obtained via the following equation [22]:

<a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M6','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M6">View MathML</a>


where the dipole field inside (Ein) and outside (Eout) of the metal sphere with radius r0 can be obtained by solving the Laplace equation with proper boundary conditions at r = r0[24]. The maximum dipole field (Emax) occurs at the surface of the metal nanostructures for this model. The value of ρrad is described as follows [22]:

<a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M7','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M7">View MathML</a>


with λD being the emission wavelength in the SiNx matrix. Combining Equations 1 to 4, the Purcell factor can be obtained by

<a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M8','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M8">View MathML</a>


Besides the parameters of the Ag nanostructures which will alter the values of ρSP, both the distance (d) between the metal nanostructures and the excitons in SiNx and the emission wavelength (λD) of the luminescence matrix will influence the values of Fp. Therefore, the influences of λD and d accompanied with the size (r0) of the Ag nanostructures on the values of Fp are simulated, as shown in Figure 3. By fixing the value of d, the influence of λD on Fp for Ag40 is compared with that for Ag80, as shown in Figure 3a,b. Obviously, the values of Fp are increased with the emission wavelength following the relationship of Fp ∝ λD3 in both the cases. It means that the Purcell enhancement may be more conspicuous for the luminescence matrix with longer emission wavelength. A larger value of Fp for Ag40 is obtained compared to that for Ag80, which may result from the predomination of the volume term r03 in Equation 5 over the factor <a onClick="popup('http://www.nanoscalereslett.com/content/7/1/669/mathml/M9','MathML',630,470);return false;" target="_blank" href="http://www.nanoscalereslett.com/content/7/1/669/mathml/M9">View MathML</a> here. It is clear that more effective LSP-exciton coupling can be achieved for Ag40 compared to Ag80. The influences of d on Fp are also checked in both Ag40 and Ag80 by setting the emission wavelength at 600 nm, as shown in Figure 3c,d. The values of Fp are increased with the decrease of d, and this increase is more obvious in Ag40 than that in Ag80. The influence of d may be much more significant than that of λD on Fp for the SiNx matrix investigated here.

thumbnailFigure 3. The Purcell factors with different emission wavelengths and different LSP-exciton coupling distances. (a) and (c) stand for Ag40, and (b) and (d) stand for Ag80. Both the distance between the Ag nanostructures and the excitons in SiNx and the emission wavelength of the SiNx matrix will influence the values of the Purcell factor.

Average position of excitons in SiNx matrix

From the discussions above, we can estimate the average position of excitons in the luminescence matrix with unconfined structures (the confined structure referred to the one with the active matrix inserted between two barrier layers) and optimize their luminescence properties conveniently based on this model. These matrixes may be SiOx, SiNx, Si nanocrystals within SiOx or SiNx, ZnO, (In)GaN, and so on. For the estimation of the average position of excitons in our SiNx matrix, PL spectra are measured for the determination of the value of λD, as shown in Figure 4a. Broadband emission range from approximately 400 nm to approximately 850 nm with the central wavelength of approximately 600 nm could be observed. By dividing the PL intensity of Ag40 or Ag80 to that of Ag0, the PL enhancement factor (FPL) can be obtained. As can be seen in Figure 4b,c (left axis), two obvious peaks of the FPL can be resolved, where the peak with shorter wavelength is induced by the improvement of light extraction from the active layer due to the minimum absorption of the Ag nanostructures. The peak with longer wavelength results from the coupling between LSPs and excitons in SiNx confirmed by the extinction spectra, shown in Figure 4b,c (right axis), due to the consistence between this peak and the one of the dipole resonance, which is enhanced by the Purcell factor Fp[11]. Obviously, the dipolar resonance peak of the Ag nanostructures redshifts gradually with the increase of their sizes. Correspondingly, the FPL is located at approximately 750 nm with the value of approximately 2.5 for Ag40 and at approximately 780 nm with the value of approximately 2.0 for Ag80.

thumbnailFigure 4. The LSP resonance effects and the determination of the average position of excitons in SiNx. (a) PL spectra for the samples with and without Ag nanostructures. PL enhancement factor (left axis) accompanied with the extinction spectra (right axis) for (b) Ag40 and (c) Ag80. (d) The Purcell factors vs. distance for Ag40 at λD = 750 nm and Ag80 at λD = 780 nm. The average position of excitons is located at 43 to 45 nm beneath the top surface of the SiNx films.

To find out the relationship between Fp and FPL, the originations of these two factors are considered. Both of them mainly result from the enhancement of the spontaneous emission rate, where the value of Fp can be rewritten as Fp(ω) = κPL*(ω)/κPL(ω), with κPL(ω) and κPL*(ω) standing for the original and enhanced PL decay rates, respectively [25] . Consequently, the approximation relation between Fp and FPL (FPFPL) can be employed for the estimation of the average position of excitons (d) in SiNx by plotting the curves of Fpvs. d at the wavelength where the enhancement of dipole resonance occurred, as shown in Figure 4d. The average position of excitons is located at 43 to 45 nm beneath the top surface of the SiNx films. Consequently, the optimized luminescence properties can be achieved via the optimization of parameters in the Equation 5 by the modulation of the sizes and shape of the Ag nanostructures. Both the optimal PL and electroluminescence efficiency of a SiNx-based light-emitting device are achieved by the addition of Ag nanostructures with the radii of approximately 50 nm from our experimental results (not shown here). Further attentions can be paid to the decrease of the distance between LSPs and excitons, which may be achieved via the optimization of the thickness of the luminescence matrix as well as the appropriate design of the luminescence structure. Multilayers with the active matrix inserted between barrier layers may be also an available choice.


The coupling between LSPs and excitons in SiNx has been demonstrated via the Purcell effect. When the energy of the excitons is close to the electron vibration energy of LSPs, the excitons can transfer their energy to the LSPs, in which the radiative recombination rates are enhanced by the Purcell factor. The relationships between the Purcell factors and the deposition parameters are illustrated, including the size of the Ag nanostructures, the energy of the emitted photons, and the distance between the LSPs and excitons in the SiNx matrix. Further improvement on the luminescence efficiency can be achieved by decreasing the distance between LSPs and excitons and/or modulating the parameters of the metal nanostructures.


Ag: silver; FPL: PL enhancement factor; Fp: Purcell factor; LSPs: localized surface plasmons; PL: photoluminescence; RTA: rapid thermal annealing; SEM: scanning electron microscopy; SiNx: silicon-rich silicon nitride; SiOx: silicon oxide.

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

FW performed the experiments, collected and analyzed the data, and wrote the paper. DL conceived the experiments, analyzed the results, and wrote the paper. DY and DQ helped with the data analysis and wrote the paper. All authors read and approved the final manuscript.


The authors thank the National Natural Science Foundation of China (no. 61176117), the 863 Program (no. 2011AA050517), and the Innovation Team Project of Zhejiang Province (no. 2009R5005).


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