Abstract
We theoretically study the Kondo effect in a quantum dot embedded in an AharonovBohm
ring, using the "poor man's" scaling method. Analytical expressions of the Kondo temperature
T_{K }are given as a function of magnetic flux Φ penetrating the ring. In this Kondo problem,
there are two characteristic lengths,
PACS numbers:
Introduction
Since the first observation of the Kondo effect in semiconductor quantum dots [13], various aspects of Kondo physics have been revealed, owing to the artificial tunability and flexibility of the systems, e.g., an enhanced Kondo effect with an even number of electrons at the spinsinglettriplet degeneracy [4], the SU(4) Kondo effect with S = 1/2 and orbital degeneracy [5], and the bonding and antibonding states between the Kondo resonant levels in coupled quantum dots [6,7]. One of the major issues which still remain unsolved in the Kondo physics is the observation of the Kondo singlet state, socalled Kondo screening cloud. The size of the screening cloud is evaluated as L_{K }= ħv_{F}/T_{K}, where v_{F }is the Fermi velocity and T_{K }is the Kondo temperature. There have been several theoretical works on L_{K}, e.g., ringsize dependence of the persistent current in an isolated ring with an embedded quantum dot [8], Friedel oscillation around a magnetic impurity in metal [9], and spinspin correlation function [10,11].
We focus on the Kondo effect in a quantum dot embedded in an AharonovBohm (AB) ring. In this system, the conductance shows an asymmetric resonance as a function of energy level in the quantum dot, socalled FanoKondo effect. This is due to the coexistence of onebody interference effect and manybody Kondo effect, which was studied by the equationofmotion method with the Green function [12], the numerical renormalization group method [13], the Bethe ansatz [14], the densitymatrix renormalization group method [15], etc. This FanoKondo resonance was observed experimentally [16]. The interference effect on the value of T_{K}, however, has not been fully understood [17,18].
In our previous work [19], we examined this problem in the small limit of AB ring using the scaling method [20]. Our theoretical method is as follows. First, we create an equivalent model in which a quantum dot is coupled to a single lead. The AB interference effect is involved in the fluxdependent density of states in the lead. Second, the twostage scaling method is applied to the reduced model, to renormalize the energy level in the quantum dot by taking into account the charge fluctuation and evaluate T_{K }by taking spin fluctuation [21]. This method yields T_{K }in an analytical form.
The purpose of this article is to derive an analytical expression of T_{K }for the finite size of the AB ring, using our theoretical method. We find two characteristic
lengths. One is the screening length of the charge fluctuation,
Model
Our model is shown in Figure 1a. A quantum dot with an energy level ε_{0 }is connected to two external leads by tunnel couplings, V_{L }and V_{R}. Another arm of the AB ring (reference arm) and external leads are represented by a onedimensional tightbinding model with transfer integral t and lattice constant a. The size of the ring is given by L = (2l + 1)a. The reference arm includes a tunnel barrier with transmission probability of T_{b }= 4x/(1 + x)^{2 }with x = (W/t)^{2}. The AB phase is denoted by ϕ = 2πΦ/Φ_{0}, with flux quantum Φ_{0 }= h/e. The Hamiltonian is
Figure 1. (a) Model for an AharonovBohm (AB) ring with an embedded quantum dot. A quantum dot with an energy level ε_{0 }is connected to two external leads by tunnel couplings, V_{L }and V_{R}. Another arm of the AB ring (reference arm) and external leads are represented by a onedimensional tightbinding model. The reference arm includes a tunnel barrier with transfer integral W. The magnetic flux Φ penetrating the ring is considered as an AB phase ϕ = 2πΦ/Φ_{0 }with flux quantum Φ_{0 }= h/e. (b) The density of states in the lead for the reduced model, ν(ε_{k}) in Eq. (6). ν(ε_{k}) oscillates with the period of ε_{T}, the Thouless energy for the ballistic systems. Its amplitude and phase depend on the AB phase ϕ.
where
We consider the Coulomb blockade regime with one electron in the dot, ε_{0}, ε_{0 }+ U ≫ Γ, where Γ = Γ_{L }+ Γ is the level broadening.
We create an equivalent model to the Hamiltonian (1), following Ref. [19]. First, we diagonalize the Hamiltonian H_{leads+ring }for the outer region of the quantum dot. There are two eigenstates for a given wavenumber k; ψk,→〉 represents an incident wave from the left and partly reflected to the left and partly transmitted to the right, whereas ψ_{k},←〉 represents an incident wave from the right and partly reflected to the right and partly transmitted to the left. Next, we perform a unitary transformation for these eigenstates
where A_{k }and B_{k }are determined so that
Neglecting the decoupled mode, we obtain the equivalent model in which a quantum dot is coupled to a single lead. In a wideband limit, the Hamiltonian is written as
with
Here, D_{0 }is the half of the band width, k_{F }is the Fermi wavenumber, R_{b }= 1  T_{b}, and
where α = 4Γ_{L}Γ_{R}/(Γ_{L }+ Γ_{R})^{2 }is the asymmetric factor for the tunnel couplings of quantum dot.
The AB interference effect is involved in the fluxdependent density of states in the lead, υ(ε_{k}) in Eq. (6). As schematically shown in Figure 1(b), υ(ε_{k}) oscillates with the period of ε_{T}, where ε_{T }= ħv_{F}/L is the Thouless energy for the ballistic systems. We assume that ε_{T }≪ D_{0}.
Scaling analysis
We apply the twostage scaling method to the reduced model. In the first stage, we consider the charge fluctuation at energies of D ≫ ε_{0}. In this region, the number of electrons in the quantum dot is 0, 1, or 2. We reduce the energy scale from bandwidth D_{0 }to D_{1 }where the charge fluctuation is quenched. By integrating out the excitations in the energy range of D_{1 }< D < D_{0}, we renormalize the energy level in the quantum dot ε_{0}. In the second stage of scaling, we consider the spin fluctuation at low energies of D < D_{1}. We make the Kondo Hamiltonian and evaluate the Kondo temperature.
Renormalization of energy level
In the first stage, the charge fluctuation is taken into account. We denote E_{0}, E_{1}, and E_{2 }for the energies of the empty state, singly occupied state, and doubly occupied state in the quantum dot, respectively. Then the energy levels in the quantum dot are given by ε_{0 }= E_{1 } E_{0 }for the first electron and ε_{1 }= E_{2 } E_{1 }for the second electron. When the bandwidth is reduced from D to D  dD, E_{0}, E_{1}, and E_{2 }are renormalized to E_{0 }+ dE_{0}, E_{1 }+ dE_{1}, and E_{2 }+ dE_{2}, where
within the secondorder perturbation with respect to tunnel coupling V. For D ≫ E_{1 } E_{0}, E_{2 } E_{1}, they yield the scaling equations for the energy levels
where i = 0, 1 and
By the integration of the scaling equation from D_{0 }to
where
Si(x) goes to 0 as x → 0 and π/2 as x → ∞.
From Equation 10, we conclude that
when
Renormalization of exchange coupling
In the second stage, we consider the spin fluctuation at low energies of D < D_{1}. For the purpose, we make the Kondo Hamiltonian via the SchriefferWolff transformation,
where
By changing the bandwidth, we renormalize the coupling constants J and K so as not to change the lowenergy physics within the secondorder perturbation with respect to H_{J }and H_{K}. Then we obtain the scaling equations of
The energy scale D where the fixed point (J → ∞) is reached yields the Kondo temperature.
Scaling equations (15) and (16) are analyzed in two extreme cases. In the case of D ≫ ε_{T}, the oscillating part of the density of states ν(ε_{k}) is averaged out in the integration [22]. Then the scaling equations are effectively rewritten as
In the case of D ≪ ε_{T}, the expansion around the fixed point [23] yields
where ξ = D/T_{K } 1 and
Now we evaluate the Kondo temperature in situations (i) L_{c }≪ L_{K }≪ L, (ii) L_{c }≪ L ≪ L_{K}, and (iii) L ≪ L_{c }≪ L_{K}, where L_{K }= ν_{F}ħ/T_{K}. In situation (i), ε_{T }≪ T_{K }and thus J and K follow Equations 17 and 18 until the scaling ends at D ≃ T_{K}. Integration of Equation 17 from D_{1 }to T_{K }yields
where
In situation (iii), D_{1 }≪ ε_{T}. Then the scaling equations (19) and (20) are valid in the whole scaling region (T_{K }< D < D_{1}). From the equations, we obtain
where f(ϕ) = [1  f(k_{F}L + π/2, ϕ)]^{1}.
In situation (ii), T_{K }≪ ε_{T }≪ D_{1}. The coupling constants, J and K, are renormalized following Equations 17 and 18 when D is reduced from D_{1 }to ε_{T }and following Equations 19 and 20 when D is reduced from ε_{T }to T_{K}. We match the solutions of the respective equations around D = ε_{T }and obtain
where γ ≈ 0.57721 is the Euler constant.
The different expressions of T_{K}(ϕ) in the three situations can be explained intuitively. In situation (i), ε_{T }≪ T_{K}. Then the oscillating part of the density of states ν(ε_{k}) with period ε_{T }is averaged out in the scaling procedure (Figure 2a). As a result, the magneticflux dependence of T_{K }disappears. In situation (iii), T_{K }≪ ε_{T}. Then ν(ε_{k}) is almost constant in the scaling (Figure 2c). The Kondo temperature significantly depends on the magnetic flux through the constant value of ν(0) at the Fermi level.
Figure 2. Schematic drawing of the density of states in the lead for the reduced model, in situations (a) L_{c }≪ L_{K }≪ L, (b) L_{c }≪ L ≪ L_{K}, and (c) L ≪ L_{c }≪ L_{K}, where L is the size of the AB ring, L_{c }is the screening length of charge fluctuation, and L_{K }is that of spin fluctuation, i.e., size of Kondo screening cloud. The half of band width is D_{1 }≃ ε_{0} in the second stage of scaling. In situation (a), ε_{T }≪ T_{K }≪ ε_{0}. The oscillating part of ν(ε_{k}) is averaged out in the integration of scaling equations. In consequence, the Kondo temperature T_{K }does not depend on the ring size nor AB phase ϕ of the magnetic flux penetrating the ring. In situation (b), T_{K }≪ ε_{T }≪ ε_{0}. Then the Thouless energy ε_{T }acts as the high energy cut off. ϕdependence of T_{K }is determined by the ratio of ε_{T }to T_{K}. In situation (c), T_{K }≪ ε_{0} ≪ ε_{T}. The density of states is almost constant. In this case, T_{K }reflects the density of states at the Fermi level, ν(0).
Conclusions
We have theoretically studied the Kondo effect in a quantum dot embedded in an AB
ring. The twostage scaling method yields an analytical expression of the Kondo temperature
T_{K }as a function of AB phase ϕ of the magnetic flux penetrating the ring. We have obtained different expressions
of T_{K}(ϕ) for (i) L_{c }≪ L_{K }≪ L, (ii) L_{c }≪ L ≪ L_{K}, and (iii) L ≪ L_{c }≪ L_{K}, where L is the size of the ring,
Abbreviation
AB: AharonovBohm.
Competing interests
The authors declare that they have no competing interests.
Authors' contributions
All authors read and approved the final manuscript.
Acknowledgements
This study was partly supported by a GrantinAid for Scientific Research from the Japan Society for the Promotion of Science, and by Global COE Program "HighLevel Global Cooperation for LeadingEdge Platform on Access Space (C12)."
References

GoldhaberGordon D, Shtrikman H, Mahalu D, AbuschMagder D, Meirav U, Kastner MA: Kondo effect in a singleelectron transistor.
Nature 1998, 391:156. Publisher Full Text

Cronenwett SM, Oosterkamp TH, Kouwenhoven LP: A tunable Kondo effect in quantum dots.
Science 1998, 281:540. PubMed Abstract

van der Wiel WG, De Franceschi S, Fujisawa T, Elzerman JM, Tarucha S, Kouwenhoven LP:
Science. 2000, 289:2105. PubMed Abstract  Publisher Full Text

Sasaki S, De Franceschi S, Elzerman JM, van der Wiel WG, Eto M, Tarucha S, Kouwenhoven LP: Kondo effect in an integerspin quantum dot.
Nature 2000, 405:764. PubMed Abstract  Publisher Full Text

Sasaki S, Amaha S, Asakawa N, Eto M, Tarucha S: Enhanced Kondo effect via tuned orbital degeneracy in a spin 1/2 artificial atom.

Aono T, Eto M, Kawamura K: Conductance through quantum dot dimer below the Kondo temperature.
J Phys Soc Jpn 1998, 67:1860. Publisher Full Text

Jeong H, Chang AM, Melloch MR: The Kondo effect in an artificial quantum dot molecule.
Science 2001, 293:2221. PubMed Abstract  Publisher Full Text

Affleck I, Simon P: Detecting the Kondo screening cloud around a quantum dot.
it Phys Rev Lett 2001, 86:432. Publisher Full Text

Affleck I, Borda L, Saleur H: Friedel oscillations and the Kondo screening cloud.

Borda L: Kondo screening cloud in a onedimensional wire: Numerical renormalization group study.

Holzner A, McCulloch I, Schollwock U, Delft J, HeidrichMeisner F: Kondo screening cloud in the singleimpurity Anderson model: A density matrix renormalization group study.

Bulka BR, Stefański P: Fano and Kondo resonance in electronic current through nanodevices.
Phys Rev Lett 2001, 86:5128. PubMed Abstract  Publisher Full Text

Hofstetter W, König J, Schoeller H: Kondo Correlations and the Fano Effect in Closed AharonovBohm Interferometers.
Phys Rev Lett 2001, 87:156803. PubMed Abstract  Publisher Full Text

Konik RM: KondoFano resonances in quantum dots; results from the Bethe ansatz.
J Stat Mech: Theor Exp 2004, 2004:L11001. Publisher Full Text

Maruyama I, Shibata N, Ueda K: Theory of FanoKondo effect of transport properties through quantum dots.
J Phys Soc Jpn 2004, 73:3239. Publisher Full Text

Katsumoto S, Aikawa H, Eto M, Iye Y: Tunable Fano]Kondo effect in a quantum dot with an Aharonov]Bohmring.
Phys Status Solidi C 2006, 3:4208. Publisher Full Text

Simon P, Affleck I: Finitesize effects in conductance measurements on quantum dots.
Phys Rev Lett 2002, 89:206602. PubMed Abstract  Publisher Full Text

Simon P, EntinWohlman O, Aharony A: Fluxdependent Kondo temperature in an AharonovBohm interferometer with an inline quantum dot.

Yoshii R, Eto M: Scaling Analysis for Kondo Effect in Quantum Dot Embedded in AharonovBohm Ring.
J Phys Soc Jpn 2008, 77:123714. Publisher Full Text

Anderson PW: A poor man's derivation of scaling laws for the Kondo problem.

Haldane FDM: Scaling theory of the asymmetric Anderson model.
Phys Rev Lett 1978, 40:416. Publisher Full Text

Yoshii R, Eto M: Scaling analysis of Kondo screening cloud in a mesoscopic ring with an embedded quantum dot.

Eto M: Enhancement of Kondo Effect in Multilevel Quantum Dots.
J Phys Soc Jpn 2005, 74:95. Publisher Full Text